This committee seeks to research, establish and promote best practices standards across the crowdfunding industry. The areas of primary focus will include:
- Vendors (software, financial, insurance, etc.)
- Escrow and Transfer Agents
- Investment Managers
- Consulting Firms
- Advertising Companies
These best practices will be used to help shape FINRA's SRO Rules for portals, and toward an accreditation program (either with our in addition to CAPS).
We welcome your input. If you wish to work on this committee, or have a comment or question, please use the below form and we will be in touch shortly. Thank you!